### Foreword

In the course of a seminar on “Selected Topics in Human Language Technology and Pattern Recognition” I wrote a seminar paper on neural networks: "Introduction to Neural Networks". The seminar paper and the slides of the corresponding talk can be found in my previous article: Seminar Paper “Introduction to Neural Networks”. Background on neural networks and the two-layer perceptron can be found in my seminar paper.

### Introduction

The MNIST dataset provides a training set of $60,000$ handwritten digits and a validation set of $10,000$ handwritten digits. The images have a size of $28 \times 28$ pixels. We want to train a two-layer perceptron to recognize handwritten digits, that is given a new $28 \times 28$ pixels image, the goal is to decide which digit it represents. For this purpose, the two-layer perceptron consists of $28 \cdot 28 = 784$ input units, a variable number of hidden units and $10$ output units. The general case of a two-layer perceptron with $D$ input units, $m$ hidden units and $C$ output units is shown in figure 1.

### Code

The two-layer perceptron is implemented in MatLab and the code can be found on GitHub and is available under the GNU General Public License version 3.

The methods `loadMNISTImages`

and `loadMNISTLabels`

are used to load the MNIST dataset as it is stored in a special file format. The methods can be found online at http://ufldl.stanford.edu/wiki/index.php/Using_the_MNIST_Dataset.

### Network Training

The network is trained using a stochastic variant of mini-batch training, the sum-of-squared error function and the error backpropagation algorithm. The method returns the weights of the hidden layer and the output layer after training as well as the normalized sum-of-squared error after the last iteration. In addition, it plots the normalized error over time resulting in a plot as shown in figure 2.

function [hiddenWeights, outputWeights, error] = trainStochasticSquaredErrorTwoLayerPerceptron(activationFunction, dActivationFunction, numberOfHiddenUnits, inputValues, targetValues, epochs, batchSize, learningRate) % trainStochasticSquaredErrorTwoLayerPerceptron Creates a two-layer perceptron % and trains it on the MNIST dataset. % % INPUT: % activationFunction : Activation function used in both layers. % dActivationFunction : Derivative of the activation % function used in both layers. % numberOfHiddenUnits : Number of hidden units. % inputValues : Input values for training (784 x 60000) % targetValues : Target values for training (1 x 60000) % epochs : Number of epochs to train. % batchSize : Plot error after batchSize images. % learningRate : Learning rate to apply. % % OUTPUT: % hiddenWeights : Weights of the hidden layer. % outputWeights : Weights of the output layer. %

The above method requires the activation function used for both the hidden layer and the output layer to be given as parameter. The logistic sigmoid defined by

$\sigma(z) = \frac{1}{1 + \exp(-z)}$

is a commonly used activation function and implemented in `logisticSigmoid`

. In addition, the error backpropagation algorithm needs the derivative of the activation function which is implemented as `dLogisticSigmoid`

.

function y = logisticSigmoid(x) % simpleLogisticSigmoid Logistic sigmoid activation function % % INPUT: % x : Input vector. % % OUTPUT: % y : Output vector where the logistic sigmoid was applied element by % element. %

function y = dLogisticSigmoid(x) % dLogisticSigmoid Derivative of the logistic sigmoid. % % INPUT: % x : Input vector. % % OUTPUT: % y : Output vector where the derivative of the logistic sigmoid was % applied element by element. %

### Usage and Validation

The method `applyStochasticSquaredErrorTwoLayerPerceptronMNIST`

provides an example of how to use the above methods:

% Load MNIST dataset. inputValues = loadMNISTImages('train-images.idx3-ubyte'); labels = loadMNISTLabels('train-labels.idx1-ubyte'); % Transform the labels to correct target values. targetValues = 0.*ones(10, size(labels, 1)); for n = 1: size(labels, 1) targetValues(labels(n) + 1, n) = 1; end; % Choose form of MLP: numberOfHiddenUnits = 700; % Choose appropriate parameters. learningRate = 0.1; % Choose activation function. activationFunction = @logisticSigmoid; dActivationFunction = @dLogisticSigmoid; % Choose batch size and epochs. Remember there are 60k input values. batchSize = 100; epochs = 500; fprintf('Train twolayer perceptron with %d hidden units.\n', numberOfHiddenUnits); fprintf('Learning rate: %d.\n', learningRate); [hiddenWeights, outputWeights, error] = trainStochasticSquaredErrorTwoLayerPerceptron(activationFunction, dActivationFunction, numberOfHiddenUnits, inputValues, targetValues, epochs, batchSize, learningRate); % Load validation set. inputValues = loadMNISTImages('t10k-images.idx3-ubyte'); labels = loadMNISTLabels('t10k-labels.idx1-ubyte'); % Choose decision rule. fprintf('Validation:\n'); [correctlyClassified, classificationErrors] = validateTwoLayerPerceptron(activationFunction, hiddenWeights, outputWeights, inputValues, labels); fprintf('Classification errors: %d\n', classificationErrors); fprintf('Correctly classified: %d\n', correctlyClassified);

First the MNIST dataset needs to be loaded using the methods mentioned above (`loadMNISTImages`

and `loadMNISTLaels`

). The labels are provided as vector where the $i^{th}$ entry contains the digit represented by the $i^{th}$ image. We transform the labels to form a $10 \times N$ matrix, where $N$ is the number of training images, such that the $i^{th}$ entry of the $n^{th}$ column vector is $1$ iff the $n^{th}$ training image represents the digit $i - 1$.

The network is trained using the logistic sigmoid activation function, a fixed batch size and a fixed number of iterations. The training method `trainStochasticSquaredErrorTwoLayerPerceptron`

returns the weights of the hidden layer and the output layer as well as the normalized sum-of-squared error after the last iteration.

The method `validateTwoLayerPerceptron`

uses the network weights to count the number of classification errors on the validation set.

### Results

Some of the results after validating the two-layer perceptron on the provided validation set can be found in my seminar paper or in figure 3.

### References

- [1] David Stutz, Pavel Golik, Ralf Schlüter, and Hermann Ney.
*Introduction to Neural Networks*. Seminar on*Selected Topics in Human Language Technology and Pattern Recognition*, 2014. PDF

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